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CABOT CORP — Director's Dealing 2021
May 12, 2021
31161_dirs_2021-05-12_ac781c28-dcce-4fed-acee-4baa248b1137.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2021-05-10
Reporting Person: Kalita Karen A (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 6862 | $40.91 | Acquired | 21687 | Direct |
| 2021-05-10 | Common Stock | S | 5533 | $62.717 | Disposed | 16154 | Direct |
| 2021-05-10 | Common Stock | M | 5898 | $50.23 | Acquired | 22052 | Direct |
| 2021-05-10 | Common Stock | S | 5224 | $62.97 | Disposed | 16828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Stock Options | $40.91 | M | 6862 | Acquired | 2029-06-02 | Common Stock (6862) | Direct |
| 2021-05-10 | Stock Options | $50.23 | M | 5898 | Acquired | 2029-11-07 | Common Stock (5898) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 540.216 | Indirect |
Footnotes
F1: Consists of shares sold to cover stock option exercise price and taxes due upon exercise of such stock options; balance of shares issued upon exercise of stock options were held. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.67 to $62.74, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: Consists of shares sold to cover stock option exercise price and taxes due upon exercise of such stock options; balance of shares issued upon exercise of stock options were held. The price reported is a weighted average sale price. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.92 to $62.99, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3: 11,437 shares were subject to the option. The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.
F4: 19,662 shares were subject to the option. The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.