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CABOT CORP — Director's Dealing 2018
May 18, 2018
31161_dirs_2018-05-17_7e1f6214-d08a-4d8d-9484-fc17e45608ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2018-05-16
Reporting Person: Prevost Patrick M. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-16 | Common Stock | M | 70240 | $47.62 | Acquired | 353285 | Direct |
| 2018-05-16 | Common Stock | S | 70240 | $61.34 | Disposed | 283045 | Direct |
| 2018-05-16 | Common Stock | M | 84821 | $46.03 | Acquired | 367866 | Direct |
| 2018-05-16 | Common Stock | S | 84821 | $61.56 | Disposed | 283045 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-16 | Employee Stock Option (Right to Buy) | $47.62 | M | 70240 | Disposed | 2019-10-15 | Common Stock (70240) | Direct |
| 2018-05-16 | Employee Stock Option (Right to Buy) | $46.03 | M | 84821 | Disposed | 2019-10-15 | Common Stock (84821) | Direct |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.10 to $61.56, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.27 to $61.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3: 72,440 shares were subject to the option. The option vested over a three year period as follows: 30% on November 8, 2014, 30% on November 8, 2015 and 40% on July 23, 2016.
F4: 84,821 shares were subject to the option. The option vested as follows: 30% on November 14, 2015 and 70% on July 23, 2016.