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CABOT CORP Director's Dealing 2018

Jun 6, 2018

31161_dirs_2018-06-06_8aa84c78-494a-463f-a10b-eb226b5585a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2018-06-05

Reporting Person: Keohane Sean D (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-05 Common Stock M 21067 $35.25 Acquired 129674 Direct
2018-06-05 Common Stock S 21067 $62.99 Disposed 108607 Direct
2018-06-05 Common Stock M 15909 $34.64 Acquired 124516 Direct
2018-06-05 Common Stock S 15909 $62.99 Disposed 108607 Direct
2018-06-05 Common Stock M 22561 $32.95 Acquired 131168 Direct
2018-06-05 Common Stock S 22561 $62.99 Disposed 108607 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-05 Employee Stock Option (Right to Buy) $35.25 M 21067 Disposed 2022-11-08 Common Stock (21067) Direct
2018-06-05 Employee Stock Option (Right to Buy) $34.64 M 15909 Disposed 2020-11-11 Common Stock (15909) Direct
2018-06-05 Employee Stock Option (Right to Buy) $32.95 M 22561 Disposed 2021-11-10 Common Stock (22561) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 11614.5616 Indirect

Footnotes

F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.52 to $63.28, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.48 to $63.32, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

F3: Reflects retirement plan contribution by the Corporation.

F4: 21,067 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

F5: 15,909 shares were subject to the option. The option vested over a three year period as follows: 30% on November 12, 2011, 30% on November 12, 2012 and 40% on November 12, 2012.

F6: 22,561 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014.