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CABOT CORP — Director's Dealing 2018
Aug 23, 2018
31161_dirs_2018-08-22_96ad787b-1948-4415-9c24-adb4f49995b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2018-08-21
Reporting Person: Cross Nicholas S. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-21 | Common Stock | S | 6000 | $65.866 | Disposed | 48597 | Direct |
| 2018-08-21 | Common Stock | M | 10000 | $46.03 | Acquired | 58597 | Direct |
| 2018-08-21 | Common Stock | S | 10000 | $65.859 | Disposed | 48597 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-21 | Employee Stock Option (Right to Buy) | $46.03 | M | 10000 | Disposed | 2024-11-13 | Common Stock (17857) | Direct |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.80 to $65.94, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.60 to $66.03, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3: 17,857 shares remained subject to the option. The option vested over a three year period as follows: 30% on November 14, 2015, 30% on November 14, 2016, and 40% on November 14, 2017.