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CABOT CORP Director's Dealing 2017

Feb 22, 2017

31161_dirs_2017-02-22_f619b418-078d-4f59-a2cb-d5a90e6a3d3b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2017-02-17

Reporting Person: Prevost Patrick M. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-17 Common Stock M 40328 $55.37 Acquired 293548 Direct
2017-02-17 Common Stock D 12139 $55.37 Disposed 281409 Direct
2017-02-21 Common Stock M 92562 $34.64 Acquired 373971 Direct
2017-02-21 Common Stock S 92562 $58.22 Disposed 281409 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-17 Phantom Stock $ M 40328 Acquired 2017-02-17 Common Stock (40328) Direct
2017-02-21 Employee Stock Option (Right to Buy) $34.64 M 92562 Disposed 2019-10-15 Common Stock (92562) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 50.02 Indirect

Footnotes

F1: The price reported is the closing price of Cabot stock as of January 31, 2017, the date the phantom stock was valued for settlement under the terms of the Supplemental 401(k) Plan.

F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from 58.15 to $58.74, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

F3: Reflects retirement plan contributions by the Corporation.

F4: 1 for 1

F5: 92,562 shares were subject to the option. The option vested over a three year period as follows: 30% November 12, 2011, 30% November 12, 2012 and 40% on November 12, 2013.