Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CABOT CORP Director's Dealing 2017

Mar 3, 2017

31161_dirs_2017-03-03_9defe195-2ad7-4140-9d3b-872f53fee503.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2017-03-01

Reporting Person: Prevost Patrick M. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-01 Common Stock M 46644 $35.25 Acquired 328053 Direct
2017-03-01 Common Stock S 46644 $59.17 Disposed 281409 Direct
2017-03-02 Common Stock M 10925 $35.25 Acquired 292334 Direct
2017-03-02 Common Stock S 10925 $59.09 Disposed 281409 Direct
2017-03-02 Common Stock M 3794 $35.25 Acquired 285203 Direct
2017-03-02 Common Stock S 3794 $58.84 Disposed 281409 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-01 Employee Stock Option (Right to Buy) $35.25 M 46644 Disposed 2019-10-15 Common Stock (46644) Direct
2017-03-02 Employee Stock Option (Right to Buy) $35.25 M 10925 Disposed 2019-10-15 Common Stock (10925) Direct
2017-03-02 Employee Stock Option (Right to Buy) $35.25 M 3794 Disposed 2019-10-15 Common Stock (3794) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 50.02 Indirect

Footnotes

F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from 59.06 to $59.25, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from 59.05 to $59.18, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from 58.75 to $58.86, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

F4: Reflects retirement plan contributions by the Corporation.

F5: 106,741 shares were subject to the option. The option vested over a three year period as follows: 30% November 9, 2013, 30% November 9, 2014 and 40% on November 9, 2015.