AI assistant
CABOT CORP — Director's Dealing 2017
Sep 18, 2017
31161_dirs_2017-09-18_f4d1c48b-bb8a-4d43-9e0c-8a7c7f571a1b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2017-09-14
Reporting Person: Kalkstein Hobart (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-14 | Common Stock | M | 3881 | $16.90 | Acquired | 27736 | Direct |
| 2017-09-14 | Common Stock | S | 3881 | $53.39 | Disposed | 23855 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-14 | Employee Stock (Option to Buy) | $16.90 | M | 3881 | Disposed | 2019-05-06 | Common Stock (3881) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6002.8931 | Indirect |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.35 to $53.42, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: Reflects retirement plan contributions by the Corporation.
F3: 16,300 shares were subject to the option. The option vested over a three year period as follows: 30% on May 7, 2010, 30% on May 7, 2011 and 40% on May 7, 2012.