AI assistant
CABOT CORP — Director's Dealing 2016
Apr 11, 2016
31161_dirs_2016-04-11_fbdba126-0e63-4068-bb74-b673345e4779.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2016-04-07
Reporting Person: Kalkstein Hobart (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18152.902 | Direct |
| Common Stock | 14130 | Indirect |
| Common Stock | 5818.0574 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.90 | 2019-05-06 | Common Stock (16300) | Direct | |
| Employee Stock Option (Right to Buy) | $46.03 | 2024-11-13 | Common Stock (4017) | Direct | |
| Employee Stock Option (Right to Buy) | $39.54 | 2025-11-11 | Common Stock (5763) | Direct | |
| Phantom Stock | $ | Common Stock (1980.476) | Direct |
Footnotes
F1: Includes 1,259 performance based units earned on the basis of the Corporation's performance in fiscal year 2014 and 2015 (which remain subject to time-based vesting) and 7,140 units subject to time-based vesting.
F2: Reflects retirement plan contributions by the Corporation.
F3: The option vested over a three year period as follows: 30% on May 7, 2010, 30% on May 7, 2011 and 40% on May 7, 2012.
F4: The option vests over a three year period as follows: 30% on November 14, 2015, 30% on November 14, 2016 and 40% on November 14, 2017.
F5: The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.
F6: Each share of phantom stock is the economic equivalent of one share of Cabot Corporation common stock. The shares of phantom stock will be settled in shares of Cabot Corporation common stock upon termination of his employment with Cabot Corporation.