AI assistant
CABOT CORP — Director's Dealing 2016
Nov 15, 2016
31161_dirs_2016-11-15_02b44e1e-ab88-452e-86dd-dc7607bd01a7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2016-11-11
Reporting Person: von Gottberg Friedrich (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-11 | Common Stock | A | 4161 | $0.00 | Acquired | 26207 | Direct |
| 2016-11-14 | Common Stock | M | 19553 | $32.95 | Acquired | 45760 | Direct |
| 2016-11-14 | Common Stock | S | 19553 | $51.05 | Disposed | 26207 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-11 | Employee Stock Option (Right to Buy) | $50.46 | A | 19245 | Acquired | 2026-11-10 | Common Stock (19245) | Direct |
| 2016-11-14 | Employee Stock Option (Right to Buy) | $32.95 | M | 19553 | Acquired | 2021-11-10 | Common Stock (19553) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15204 | Indirect |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.19, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
F3: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.
F4: 19,553 shares were subject to the option. The option vested over a three year period as follows: 30% November 11, 2012, 30% November 11, 2013 and 40% November 11, 2014.