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CABOT CORP — Director's Dealing 2016
Nov 23, 2016
31161_dirs_2016-11-23_e8f5159e-d93a-4f66-ae3f-3e6d9bac32d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2016-11-21
Reporting Person: Prevost Patrick M. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-21 | Common Stock | M | 51000 | $23.15 | Acquired | 322168 | Direct |
| 2016-11-21 | Common Stock | S | 51000 | $52.28 | Disposed | 271168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-21 | Employee Stock Option (Right to Buy) | $23.15 | M | 51000 | Disposed | 2019-10-15 | Common Stock (51000) | Direct |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.165 to $52.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: 151,000 shares were subject to the option. The option vested over a three year period as follows: 30% on November 13, 2010, 30% on November 13, 2011 and 40% on November 13, 2012.