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CABOT CORP — Director's Dealing 2015
Mar 16, 2015
31161_dirs_2015-03-16_148d5e41-3757-4c0b-9b82-5395f80c9fd4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2015-03-13
Reporting Person: von Gottberg Friedrich (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18904 | Direct |
| Common Stock | 1000 | Indirect |
| Common Stock | 14687 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $34.64 | 2020-11-11 | Common Stock (15909) | Direct | |
| Employee Stock Option (Right to Buy) | $32.95 | 2021-11-10 | Common Stock (19553) | Direct | |
| Employee Stock Option (Right to Buy) | $35.25 | 2022-11-08 | Common Stock (19662) | Direct | |
| Employee Stock Option (Right to Buy) | $47.62 | 2023-11-07 | Common Stock (13344) | Direct | |
| Employee Stock Option (Right to Buy) | $46.03 | 2024-11-13 | Common Stock (15625) | Direct | |
| Phantom Stock | $ | Common Stock (9492.8123) | Direct |
Footnotes
F1: Reflects retirement plan contributions by the Corporation.
F2: The option vested over a three year period as follows: 30% on November 12, 2011, 30% on November 12, 2012 and 40% on November 12, 2013.
F3: The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014.
F4: The option vests over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.
F5: The option vests over a three year period as follows: 30% on November 8, 2014, 30% on November 8, 2015 and 40% on November 8, 2016.
F6: The option vests over a three year period as follows: 30% on November 14, 2015, 30% on November 14, 2016 and 40% on November 14, 2017.
F7: Each share of phantom stock is the economic equivalent of one share of Cabot Corporation common stock. The shares of phantom stock will be settled in shares of Cabot Corporation common stock upon termination of his employment with Cabot Corporation.