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CABOT CORP — Director's Dealing 2013
Sep 24, 2013
31161_dirs_2013-09-24_f42be10b-e099-45ab-b1d8-89060cf06a42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2013-09-23
Reporting Person: BERUBE BRIAN A (SVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-23 | Common Stock | M | 18000 | $16.90 | Acquired | 55687 | Direct |
| 2013-09-23 | Common Stock | S | 18000 | $42.0476 | Disposed | 37687 | Direct |
| 2013-09-23 | Common Stock | S | 5000 | $42.1416 | Disposed | 32687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-23 | Employee Stock Option (Right to Buy) | $16.90 | M | 18000 | Disposed | 2013-05-06 | Common Stock (18000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13854.7015 | Indirect |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.40, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.35, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3: Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
F4: 45,000 shares are subject to the option. 13,500 shares vested on May 7, 2010, 13,500 shares vested on May 7, 2011 and 18,000 shares vested on May 7, 2012.