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CABOT CORP — Director's Dealing 2012
Dec 20, 2012
31161_dirs_2012-12-20_81ca7e00-f30a-4d09-b67f-9102b639a55c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2012-12-18
Reporting Person: BERUBE BRIAN A (SVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-18 | Common Stock | M | 13500 | $16.90 | Acquired | 56187 | Direct |
| 2012-12-18 | Common Stock | M | 15120 | $23.15 | Acquired | 71307 | Direct |
| 2012-12-18 | Common Stock | S | 28620 | $40.00 | Disposed | 42687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 | Employee Stock Option (Right to Buy) | $16.90 | M | 13500 | Disposed | 2019-05-06 | Common Stock (13500) | Direct |
| 2012-12-18 | Employee Stock Option (Right to Buy) | $23.15 | M | 15120 | Disposed | 2019-11-12 | Common Stock (15120) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13043.5877 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 21, 2012.
F2: Reflects retirement plan contributions by the Corporation, including contributions that have occurred since the date of the reporting person's last ownership report.
F3: 45,000 shares are subject to the option. 13,500 shares vested on May 7, 2010, 13,500 shares vested on May 7, 2011 and 18,000 shares vested on May 7, 2012.
F4: 25,200 shares are subject to the option. 7,560 shares vested on November 13, 2010, 7,560 shares vested on November 13, 2011 and 10,080 shares vested on November 13, 2012.