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Cabaletta Bio, Inc. Director's Dealing 2019

Oct 25, 2019

33628_dirs_2019-10-24_4e8c2307-b380-4986-ba98-6338178f5840.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Cabaletta Bio, Inc. (CABA)
CIK: 0001759138
Period of Report: 2019-10-24

Reporting Person: Simon Mark (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A-1 Preferred Stock $ Common Stock (18144) Direct
Stock Option (Right to Buy) $1.01 2028-10-28 Common Stock (27968) Direct
Stock Option (Right to Buy) $6.30 2029-02-18 Common Stock (18460) Direct

Footnotes

F1: The Series A-1 Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-1.5 basis. Upon the closing of the Issuer's initial public offering, all shares of Series A-1 Preferred Stock will convert into shares of Common Stock of the Issuer. The Series A-1 Preferred Stock has no expiration date.

F2: This option vests in eight equal quarterly installments beginning on October 11, 2018.

F3: This option vests in eight equal quarterly installments beginning on February 19, 2019.