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Cabaletta Bio, Inc. Director's Dealing 2019

Oct 30, 2019

33628_dirs_2019-10-30_a9bad818-8866-4920-808c-31d4a25a899b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cabaletta Bio, Inc. (CABA)
CIK: 0001759138
Period of Report: 2019-10-29

Reporting Person: Nichtberger Steven (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-29 Common Stock C 60483 Acquired 786483 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-29 Series A-1 Preferred Stock $ C 90725 Disposed Common Stock (60483) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 363000 Indirect

Footnotes

F1: Upon the closing of the Issuer's initial public offering, all shares of Series A-1 Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-1.5 basis. The Series A-1 Preferred Stock had no expiration date.

F2: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.