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C4 Therapeutics, Inc. — Director's Dealing 2021
Feb 4, 2021
33861_dirs_2021-02-04_1cf36d4f-fb5a-4303-a5b2-9af260805315.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C4 Therapeutics, Inc. (CCCC)
CIK: 0001662579
Period of Report: 2020-12-11
Reporting Person: Fisher Stewart (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-11 | Common Stock | M | 4743 | $2.11 | Acquired | 90115 | Direct |
| 2020-12-11 | Common Stock | M | 9701 | $3.71 | Acquired | 99816 | Direct |
| 2021-02-03 | Common Stock | M | 2371 | $2.11 | Acquired | 102187 | Direct |
| 2021-02-03 | Common Stock | M | 5929 | $3.71 | Acquired | 108116 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-11 | Stock Option (Right to Buy) | $2.11 | M | 4743 | Disposed | 2026-07-12 | Common Stock (4743) | Direct |
| 2020-12-11 | Stock Option (Right to Buy) | $3.71 | M | 9701 | Disposed | 2028-04-23 | Common Stock (9701) | Direct |
| 2021-02-03 | Stock Option (Right to Buy) | $2.11 | M | 2371 | Disposed | 2026-07-12 | Common Stock (2371) | Direct |
| 2021-02-03 | Stock Option (Right to Buy) | $3.71 | M | 5929 | Disposed | 2028-04-23 | Common Stock (5929) | Direct |
Footnotes
F1: The Form 3 filed on October 1, 2020 included an incorrect exercise price in Table II, Column 2 ($3.72).
F2: Represents underlying unexercised stock options that were granted on July 13, 2016. The terms of the original grant provide that 20% of this option vested and became exercisable on May 2, 2017, with the remainder vesting in 16 equal quarterly installments thereafter.
F3: Represents underlying unexercised stock options that were granted on April 24, 2018. The terms of the original grant provide that 20% of this option vested and became exercisable on May 1, 2019, with the remainder vesting in 16 equal quarterly installments thereafter.