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C4 Therapeutics, Inc. — Director's Dealing 2021
Apr 6, 2021
33861_dirs_2021-04-06_116dd537-4132-447d-80e8-0e1d6954f708.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C4 Therapeutics, Inc. (CCCC)
CIK: 0001662579
Period of Report: 2021-04-05
Reporting Person: Crystal Adam (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-05 | Common Stock | M | 15000 | $6.50 | Acquired | 15000 | Direct |
| 2021-04-05 | Common Stock | S | 4121 | $37.1581 | Disposed | 10879 | Direct |
| 2021-04-05 | Common Stock | S | 10879 | $38.0005 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 | Common Stock | $6.50 | M | 15000 | Disposed | 2029-04-08 | Common Stock (15000) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on January 21, 2021.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.545 to $37.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.59 to $38.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: 25% of this option vested and became exercisable on February 14, 2020, with the remainder vesting in 16 equal quarterly installments thereafter.