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C4 Therapeutics, Inc. Director's Dealing 2020

Oct 2, 2020

33861_dirs_2020-10-01_6d1aeead-6637-4e4b-90bf-a2a17920211f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: C4 Therapeutics, Inc. (CCCC)
CIK: 0001662579
Period of Report: 2020-10-01

Reporting Person: DOWNEY BRUCE (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Preferred Stock $ Common Stock (237148) Direct
Series B Preferred Stock $ Common Stock (252394) Direct
Stock Option (Right to Buy) $2.11 2026-07-12 Common Stock (8561) Direct

Footnotes

F1: Share of Series A Preferred Stock and Series B Preferred Stock are convertible into Common Stock on a 8.4335-to-one basis into the aggregate number of shares of Common Stock shown in Column 3 at any time at the holder's election, and automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date.

F2: 12.5% of this option vested and became exercisable on December 31, 2016, with the remainder vesting in 28 equal quarterly installments thereafter.