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C4 Therapeutics, Inc. — Director's Dealing 2020
Oct 7, 2020
33861_dirs_2020-10-06_cdecc44e-9d4b-46a2-a81c-f6f4e3151bf8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C4 Therapeutics, Inc. (CCCC)
CIK: 0001662579
Period of Report: 2020-10-06
Reporting Person: Prokupets Elena (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-06 | Common Stock | C | 118574 | — | Acquired | 118574 | Indirect |
| 2020-10-06 | Common Stock | C | 592873 | — | Acquired | 592873 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | Series A Preferred Stock | $ | C | 1000000 | Disposed | Common Stock (118574) | Indirect | |
| 2020-10-06 | Series A Preferred Stock | $ | C | 5000000 | Disposed | Common Stock (592873) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock automatically converted into the Issuer's Common Stock on a 8.4335-to-one basis upon the closing of the Issuer's initial public offering on October 6, 2020 and had no expiration date.
F2: Shares held by ERP Business Holdings, LP. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.
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