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C4 Therapeutics, Inc. Director's Dealing 2020

Oct 7, 2020

33861_dirs_2020-10-06_cdecc44e-9d4b-46a2-a81c-f6f4e3151bf8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C4 Therapeutics, Inc. (CCCC)
CIK: 0001662579
Period of Report: 2020-10-06

Reporting Person: Prokupets Elena (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-06 Common Stock C 118574 Acquired 118574 Indirect
2020-10-06 Common Stock C 592873 Acquired 592873 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-06 Series A Preferred Stock $ C 1000000 Disposed Common Stock (118574) Indirect
2020-10-06 Series A Preferred Stock $ C 5000000 Disposed Common Stock (592873) Indirect

Footnotes

F1: Each share of Series A Preferred Stock automatically converted into the Issuer's Common Stock on a 8.4335-to-one basis upon the closing of the Issuer's initial public offering on October 6, 2020 and had no expiration date.

F2: Shares held by ERP Business Holdings, LP. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.