C4 Therapeutics, Inc. — Director's Dealing 2020

Oct 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C4 Therapeutics, Inc. (CCCC)
CIK: 0001662579
Period of Report: 2020-10-06

Reporting Person: Anderson Kenneth Carl (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-06	Common Stock	C	18040	—	Acquired	80376	Direct
2020-10-06	Common Stock	C	18040	—	Acquired	45038	Indirect
2020-10-06	Common Stock	C	41244	—	Acquired	63543	Indirect
2020-10-06	Common Stock	C	41244	—	Acquired	63543	Indirect
2020-10-06	Common Stock	C	16939	—	Acquired	16939	Indirect
2020-10-06	Common Stock	C	16939	—	Acquired	16939	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-06	Series A Preferred Stock	$	C	152160	Disposed		Common Stock (18040)	Direct
2020-10-06	Series A Preferred Stock	$	C	152160	Disposed		Common Stock (18040)	Indirect
2020-10-06	Series A Preferred Stock	$	C	347840	Disposed		Common Stock (41244)	Indirect
2020-10-06	Series A Preferred Stock	$	C	347840	Disposed		Common Stock (41244)	Indirect
2020-10-06	Series B Preferred Stock	$	C	142857	Disposed		Common Stock (16939)	Indirect
2020-10-06	Series B Preferred Stock	$	C	142857	Disposed		Common Stock (16939)	Indirect

Footnotes

F1: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into the Issuer's Common Stock on a 8.4335-to-one basis upon the closing of the Issuer's initial public offering on October 6, 2020 and had no expiration date.

F2: Shares held by the Kenneth C. Anderson 2016 Grantor Retained Annuity Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F3: Shares held the Cynthia E. Anderson 2016 Grantor Retained Annuity Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F4: Shares held by the Kenneth C. Anderson 2015 Irrevocable Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F5: Shares held by the Cynthia E. Anderson 2015 Irrevocable Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.