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C3.ai, Inc. — Director's Dealing 2026
Jan 15, 2026
31545_dirs_2026-01-15_b1dfb157-daac-40e3-9980-0df0ef2ebfb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2026-01-13
Reporting Person: SIEBEL THOMAS M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-13 | Class A Common Stock | M | 212586 | $2.04 | Acquired | 934948 | Direct |
| 2026-01-13 | Class A Common Stock | S | 212586 | $13.52 | Disposed | 722362 | Direct |
| 2026-01-13 | Class A Common Stock | S | 309589 | $13.52 | Disposed | 632256 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-01-13 | Stock Option (Right to Buy) | $2.04 | M | 212586 | Disposed | 2027-11-07 | Class A Common Stock (212586) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9216 | Indirect |
| Class A Common Stock | 170294 | Indirect |
| Class A Common Stock | 72695 | Indirect |
| Class A Common Stock | 1237115 | Indirect |
Footnotes
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $13.265 to $14.20, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F7: Fully vested.