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C3.ai, Inc. Director's Dealing 2025

Feb 14, 2025

31545_dirs_2025-02-13_8b6e4cf6-6c9e-4c46-896d-bb0ad84f14e7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2025-02-11

Reporting Person: SIEBEL THOMAS M (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-02-11 Class A Common Stock M 133000 $1.86 Acquired 1889390 Direct
2025-02-11 Class A Common Stock S 334227 $32.43 Disposed 1555163 Direct
2025-02-11 Class A Common Stock S 97447 $33.49 Disposed 1457716 Direct
2025-02-11 Class A Common Stock S 120748 $34.37 Disposed 1336968 Direct
2025-02-12 Class A Common Stock S 78873 $32.22 Disposed 1258095 Direct
2025-02-12 Class A Common Stock S 20828 $32.58 Disposed 1237267 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-02-11 Stock Option (Right to Buy) $1.86 M 133000 Disposed 2026-11-29 Class A Common Stock (133000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 5002227 Indirect
Class A Common Stock 9216 Indirect
Class A Common Stock 170924 Indirect
Class A Common Stock 72695 Indirect
Class A Common Stock 1237115 Indirect

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $31.945 to $32.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $32.945 to $33.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $33.945 to $34.815. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $31.51 to $32.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents weighted average sales price. The shares were sold at prices ranging from $32.51 to $32.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

F8: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

F9: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

F10: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

F11: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.

F12: Fully vested.