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C3.ai, Inc. — Director's Dealing 2025
Jun 4, 2025
31545_dirs_2025-06-03_59616416-1e92-4962-9b6a-2bcf58a46748.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2025-06-01
Reporting Person: SIEBEL THOMAS M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-01 | Class A Common Stock | M | 32736 | — | Acquired | 32736 | Direct |
| 2025-06-02 | Class A Common Stock | S | 17000 | $26.30 | Disposed | 15736 | Direct |
| 2025-06-03 | Class A Common Stock | G | 15736 | — | Disposed | 0 | Direct |
| 2025-06-03 | Class A Common Stock | G | 15736 | — | Acquired | 4418300 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-06-01 | Restricted Stock Units | $ | M | 32736 | Disposed | Class A Common Stock (32736) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9216 | Indirect |
| Class A Common Stock | 170294 | Indirect |
| Class A Common Stock | 72695 | Indirect |
| Class A Common Stock | 1237115 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2: Shares sold to cover tax obligation from settlement of vested RSUs.
F3: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.355, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F5: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F6: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F7: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F8: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F9: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.