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C3.ai, Inc. Director's Dealing 2025

Sep 15, 2025

31545_dirs_2025-09-15_2cecd913-ddd8-42d5-a1ce-46866de622bb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2025-09-11

Reporting Person: SIEBEL THOMAS M (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-09-11 Class A Common Stock M 179119 Acquired 179119 Direct
2025-09-12 Class A Common Stock S 92000 $16.33 Disposed 87119 Direct
2025-09-15 Class A Common Stock G 87119 Disposed 0 Direct
2025-09-15 Class A Common Stock G 87119 Acquired 3076227 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-09-11 Restricted Stock Units $ M 179119 Disposed Class A Common Stock (179119) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 9216 Indirect
Class A Common Stock 170294 Indirect
Class A Common Stock 72695 Indirect
Class A Common Stock 1237115 Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2: Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.

F3: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.235 to $16.41, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

F5: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

F6: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

F7: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

F8: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.

F9: 1/3rd of the RSUs shall vest on September 11, 2025 and 1/12th of the RSUs shall vest quarterly thereafter, so long as the Reporting Person continues to provide services through such vesting date.