C3.ai, Inc. — Director's Dealing 2024

Feb 6, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2024-02-01

Reporting Person: SIEBEL THOMAS M (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-01	Class A Common Stock	M	53125	—	Acquired	1809515	Direct
2024-02-01	Class A Commoon Stock	F	21085	$24.95	Disposed	1788430	Direct
2024-02-02	Class A Common Stock	G	32040	—	Disposed	1756390	Direct
2024-02-02	Class A Common Stock	G	32040	—	Acquired	3707962	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-02-01	Restricted Stock Units	$	M	53125	Disposed		Class A Common Stock (53125)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	9216	Indirect
Class A Common Stock	170924	Indirect
Class A Common Stock	72695	Indirect
Class A Common Stock	1237115	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

F3: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman

F4: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

F5: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

F6: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.

F7: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.