AI assistant
C3.ai, Inc. — Director's Dealing 2024
May 4, 2024
31545_dirs_2024-05-03_98775aaa-d00a-4a8b-a159-45ca19f4df7d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2024-05-01
Reporting Person: SIEBEL THOMAS M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-01 | Class A Common Stock | M | 53125 | — | Acquired | 1809515 | Direct |
| 2024-05-01 | Class A Common Stock | F | 26924 | $22.69 | Disposed | 1782591 | Direct |
| 2024-05-02 | Class A Common Stock | G | 26201 | — | Disposed | 1756390 | Direct |
| 2024-05-02 | Class A Common Stock | G | 26201 | — | Acquired | 3750307 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-01 | Restricted Stock Units | $ | M | 53125 | Disposed | Class A Common Stock (53125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9216 | Indirect |
| Class A Common Stock | 170924 | Indirect |
| Class A Common Stock | 72695 | Indirect |
| Class A Common Stock | 1237115 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman
F4: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee
F7: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.