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C3.ai, Inc. — Director's Dealing 2024
Jun 18, 2024
31545_dirs_2024-06-17_5a3b6fb9-0d7b-47c1-884f-a928b55b9748.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2024-06-13
Reporting Person: ABBO EDWARD Y (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-13 | Class A Common Stock | A | 18039 | — | Acquired | 783477 | Direct |
| 2024-06-13 | Class A Common Stock | F | 9913 | $30.49 | Disposed | 773564 | Direct |
| 2024-06-15 | Class A Common Stock | M | 83074 | — | Acquired | 856638 | Direct |
| 2024-06-15 | Class A Common Stock | F | 45650 | $29.04 | Disposed | 810988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-15 | Restricted Stock Units | $ | M | 8074 | Disposed | Class A Common Stock (8074) | Direct | |
| 2024-06-15 | Restricted Stock Units | $ | M | 75000 | Disposed | Class A Common Stock (75000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 149577 | Indirect |
| Class A Common Stock | 149578 | Indirect |
| Class A Common Stock | 149578 | Indirect |
Footnotes
F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.