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C3.ai, Inc. — Director's Dealing 2024
Aug 8, 2024
31545_dirs_2024-08-07_90c9f839-7ac3-4fe9-94d3-9ac464f62ba2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2024-08-05
Reporting Person: SIEBEL THOMAS M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-05 | Class A Common Stock | A | 41841 | — | Acquired | 1798231 | Direct |
| 2024-08-05 | Class A Common Stock | F | 21206 | $23.90 | Disposed | 1777025 | Direct |
| 2024-08-06 | Class A Common Stock | G | 20635 | — | Disposed | 1756390 | Direct |
| 2024-08-06 | Class A Common Stock | G | 20635 | — | Acquired | 4379954 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9216 | Indirect |
| Class A Common Stock | 170924 | Indirect |
| Class A Common Stock | 72695 | Indirect |
| Class A Common Stock | 1237115 | Indirect |
Footnotes
F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.