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C3.ai, Inc. — Director's Dealing 2024
Sep 17, 2024
31545_dirs_2024-09-17_3211e366-b0a2-4b64-98c7-e1ebb1797d58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2024-09-15
Reporting Person: Lath Hitesh (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-15 | Class A Common Stock | M | 8008 | — | Acquired | 15648 | Direct |
| 2024-09-15 | Class A Common Stock | F | 4059 | $23 | Disposed | 12190 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-15 | Restricted Stock Units | $ | M | 8008 | Disposed | Class A Common Stock (8008) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2: Includes 601 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on September 15, 2024.
F3: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.