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C3.ai, Inc. — Director's Dealing 2024
Dec 13, 2024
31545_dirs_2024-12-12_a8af95a2-956c-4658-9df8-2105156e5205.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2024-12-10
Reporting Person: Rice Condoleezza (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-10 | Class A Common Stock | M | 41355 | $1.86 | Acquired | 115742 | Direct |
| 2024-12-10 | Class A Common Stock | M | 33334 | $1.68 | Acquired | 149076 | Direct |
| 2024-12-10 | Class A Common Stock | S | 74689 | $45.01 | Disposed | 74387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-10 | Stock Option (Right to Buy) | $1.86 | M | 41355 | Disposed | 2026-10-29 | Class A Common Stock (41355) | Direct |
| 2024-12-10 | Stock Option (Right to Buy) | $1.68 | M | 33334 | Disposed | 2026-07-18 | Class A Common Stock (33334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 587 | Indirect |
Footnotes
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.
F2: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each
separate price.
F3: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.
F4: Fully vested.
F5: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.