C3.ai, Inc. — Director's Dealing 2023

Jun 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2023-06-20

Reporting Person: SIEBEL THOMAS M (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-20	Class A Common Stock	A	23153	$0.00	Acquired	1779543	Direct
2023-06-20	Class A Common Stock	F	11480	$43.19	Disposed	1768063	Direct
2023-06-22	Class A Common Stock	G	11673	$0.00	Disposed	1756390	Direct
2023-06-22	Class A Common Stock	G	11673	$0.00	Acquired	3622352	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	9216	Indirect
Class A Common Stock	170294	Indirect
Class A Common Stock	72695	Indirect
Class A Common Stock	1237115	Indirect

Footnotes

F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

F2: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

F3: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

F4: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

F5: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

F6: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.