C3.ai, Inc. — Director's Dealing 2023

Sep 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2023-09-15

Reporting Person: ABBO EDWARD Y (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-15	Class A Common Stock	M	83073	—	Acquired	733850	Direct
2023-09-15	Class A Common Stock	F	44736	$27.36	Disposed	689847	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-15	Restricted Stock Units	$	M	8073	Disposed		Class A Common Stock (8073)	Direct
2023-09-15	Restricted Stock Units	$	M	75000	Disposed		Class A Common Stock (75000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	149577	Indirect
Class A Common Stock	149578	Indirect
Class A Common Stock	149578	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2: Includes 733 shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.

F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.

F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.

F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.

F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.