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C3.ai, Inc. — Director's Dealing 2023
Dec 13, 2023
31545_dirs_2023-12-12_bcbf05a4-3631-44a7-a890-eada2d9f1d1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2023-12-08
Reporting Person: Wanger Guy (SVP & Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-08 | Class A Common Stock | M | 17831 | $0.00 | Acquired | 17831 | Direct |
| 2023-12-11 | Class A Common Stock | S | 9778 | $28.05 | Disposed | 8053 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-08 | Restricted Stock Units | $ | M | 17831 | Disposed | Class A Common Stock (17831) | Direct |
Footnotes
F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
F2: Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F4: Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.