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C3.ai, Inc. Director's Dealing 2023

Dec 13, 2023

31545_dirs_2023-12-12_bcbf05a4-3631-44a7-a890-eada2d9f1d1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2023-12-08

Reporting Person: Wanger Guy (SVP & Chief Admin Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-08 Class A Common Stock M 17831 $0.00 Acquired 17831 Direct
2023-12-11 Class A Common Stock S 9778 $28.05 Disposed 8053 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-08 Restricted Stock Units $ M 17831 Disposed Class A Common Stock (17831) Direct

Footnotes

F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).

F2: Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F4: Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.