C3.ai, Inc. — Director's Dealing 2023

Dec 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2023-12-15

Reporting Person: ABBO EDWARD Y (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-15	Class A Common Stock	M	83074	—	Acquired	772921	Direct
2023-12-18	Class A Common Stock	S	45548	$30.73	Disposed	727373	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-15	Restricted Stock Units	$	M	8074	Disposed		Class A Common Stock (8074)	Direct
2023-12-15	Restricted Stock Units	$	M	75000	Disposed		Class A Common Stock (75000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	149577	Indirect
Class A Common Stock	149578	Indirect
Class A Common Stock	149578	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2: Shares sold to cover tax obligation from settlement of vested RSUs.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $30.16 to $30.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.

F5: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.

F6: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.

F7: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F8: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.