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C3.ai, Inc. — Director's Dealing 2023
Dec 27, 2023
31545_dirs_2023-12-27_3612d707-f36a-4ee5-b439-04e44ed66de5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2023-12-22
Reporting Person: SIEBEL THOMAS M (Director, Chief Executive Officer, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-22 | Restricted Stock Units | $ | A | 392833 | Acquired | Class A Common Stock (392833) | Direct | |
| 2023-12-22 | Stock Option (Right to Buy) | $31.614 | A | 662489 | Acquired | 2033-12-21 | Class A Common Stok (662489) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2: 1/12th of the RSUs shall vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.
F3: 1/3rd of the shares subject to the option grant shall vest on December 1, 2024, and 1/12th of the shares subject to the option grant shall vest each quarter thereafter, so long as the Reporting Person continues to provide services through such vesting date.