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C3.ai, Inc. Director's Dealing 2023

Dec 27, 2023

31545_dirs_2023-12-27_3612d707-f36a-4ee5-b439-04e44ed66de5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2023-12-22

Reporting Person: SIEBEL THOMAS M (Director, Chief Executive Officer, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-22 Restricted Stock Units $ A 392833 Acquired Class A Common Stock (392833) Direct
2023-12-22 Stock Option (Right to Buy) $31.614 A 662489 Acquired 2033-12-21 Class A Common Stok (662489) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2: 1/12th of the RSUs shall vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

F3: 1/3rd of the shares subject to the option grant shall vest on December 1, 2024, and 1/12th of the shares subject to the option grant shall vest each quarter thereafter, so long as the Reporting Person continues to provide services through such vesting date.