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C3.ai, Inc. — Director's Dealing 2022
Mar 5, 2022
31545_dirs_2022-03-04_e8999aec-7b17-4f26-80f6-b43d6533ff00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2022-03-02
Reporting Person: Parkkinen Juho (SVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-02 | Class A Common Stock | A | 120000 | $0.00 | Acquired | 180000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-04 | Stock Option (Right to Buy) | $20.05 | A | 170000 | Acquired | 2032-03-03 | Class A Common Stock (170000) | Direct |
Footnotes
F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Five percent (5%) of each such RSU award shall vest on the last day of each fiscal quarter following March 1, 2022, so long as the Reporting Person continues to provide services through such vesting dates.
F2: 1/60th of the shares subject to the option vest on a monthly basis from March 1, 2022 until the grant is fully vested, so long as the Reporting Person continues to provide services through such vesting dates.