AI assistant
C3.ai, Inc. — Director's Dealing 2022
Jun 25, 2022
31545_dirs_2022-06-24_d4bbbe7c-27cf-4606-8ef4-ad651d64fea0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2022-06-22
Reporting Person: Behzadi Houman (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-24 | Class A Common Stock | S | 175 | $19.23 | Disposed | 331433 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-22 | Restricted Stock Units | $ | A | 64588 | Acquired | Class A Common Stock (64588) | Direct | |
| 2022-06-22 | Restricted Stock Units | $ | A | 1200000 | Acquired | Class A Common Stock (1200000) | Direct |
Footnotes
F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F3: 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F4: 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.