C3.ai, Inc. — Director's Dealing 2022

Jun 25, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2022-06-22

Reporting Person: ABBO EDWARD Y (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-06-24	Class A Common Stock	S	175	$19.21	Disposed	212473	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-06-22	Restricted Stock Units	$	A	64588	Acquired		Class A Common Stock (64588)	Direct
2022-06-22	Restricted Stock Units	$	A	1200000	Acquired		Class A Common Stock (1200000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	149577	Indirect
Class A Common Stock	149578	Indirect
Class A Common Stock	149578	Indirect

Footnotes

F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).

F2: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.

F3: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.

F4: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.

F5: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F6: 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7: 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.