C3.ai, Inc. — Director's Dealing 2022

Sep 26, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2022-09-22

Reporting Person: Sastry Shankar (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-22	Class A Common Stock	M	79142	$0.60	Acquired	103782	Direct
2022-09-22	Class A Common Stock	S	79142	$13.19	Disposed	24640	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-09-22	Stock Option (Right to Buy)	$0.60	M	79142	Disposed	2022-10-24	Class A Common Stock (79142)	Direct

Footnotes

F1: The sale of the shares was from the exercise of an option grant expiring on October 24, 2022.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $13.05 to $13.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.

F4: The option is fully vested.