C3.ai, Inc. — Director's Dealing 2021

Mar 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-03-08

Reporting Person: HOUSE PATRICIA A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-05	Class A Common Stock	G	79438	$0.00	Disposed	240942	Direct
2021-03-05	Class A Common Stock	G	79438	$0.00	Acquired	476631	Indirect
2021-03-08	Class A Common Stock	S	46088	$84.65	Disposed	194854	Direct
2021-03-08	Class A Common Stock	S	17263	$85.69	Disposed	177591	Direct
2021-03-08	Class A Common Stock	S	14918	$86.37	Disposed	162673	Direct
2021-03-08	Class A Common Stock	S	80233	$87.28	Disposed	82440	Direct
2021-03-08	Class A Common Stock	S	2569	$84.51	Disposed	474062	Indirect
2021-03-08	Class A Common Stock	S	19895	$85.78	Disposed	454167	Indirect
2021-03-08	Class A Common Stock	S	56974	$87.26	Disposed	397193	Indirect

Footnotes

F1: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $84.0101 to $85.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $85.05 to $86.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $86.05 to $87.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $87.05 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents weighted average sales price. The shares were sold at prices ranging from $84.08 to $84.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Represents weighted average sales price. The shares were sold at prices ranging from $85.295 to $86.245. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $86.47 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.