C3.ai, Inc. — Director's Dealing 2021

Mar 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-03-08

Reporting Person: Rice Condoleezza (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-08	Class A Common Stock	M	75161	$0.60	Acquired	149548	Direct
2021-03-08	Class A Common Stock	S	14357	$86.04	Disposed	135191	Direct
2021-03-08	Class A Common Stock	S	60804	$87.25	Disposed	74387	Direct
2021-03-08	Class A Common Stock	J	117	$0.00	Acquired	117	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-08	Stock Option (Right to Buy)	$0.60	M	75161	Disposed	2022-10-24	Class A Common Stock (75161)	Direct

Footnotes

F1: Represents weighted average sales price. The shares were sold at prices ranging from $85.83 to $86.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $86.89 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Pro rata distribution from Sutter Hill Ventures, a California Limited Partners, of which the Reporting Person is a non-managing member.

F4: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.

F5: Fully vested.