C3.ai, Inc. — Director's Dealing 2021

Mar 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-03-15

Reporting Person: MCCAFFERY MICHAEL G (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Class A Common Stock	S	106904	$86.51	Disposed	748508	Indirect
2021-03-15	Class A Common Stock	S	25873	$87.40	Disposed	722635	Indirect
2021-03-15	Class A Common Stock	S	51694	$88.33	Disposed	670941	Indirect
2021-03-15	Class A Common Stock	S	5012	$89.35	Disposed	665929	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	321699	Direct

Footnotes

F1: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Shares are held by the McCaffery Family Trust as amended 12/18/00, of which the Reporting Person is trustee.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.