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C3.ai, Inc. — Director's Dealing 2021
Apr 8, 2021
31545_dirs_2021-04-08_11a3cc6e-8eea-4984-a022-8c4d0e333e05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-04-07
Reporting Person: Baker Hughes Holdings LLC (Director, 10% Owner)
Reporting Person: Baker Hughes Co (Director, 10% Owner)
Reporting Person: Simonelli Lorenzo (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-07 | Class A Common Stock | S | 466919 | $64.6014 | Disposed | 10346176 | Direct |
| 2021-04-08 | Class A Common Stock | S | 406512 | $63.8443 | Disposed | 9939664 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.76 to $67.195, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.
F2: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.16 to $65.35, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.