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C3.ai, Inc. Director's Dealing 2021

Apr 23, 2021

31545_dirs_2021-04-23_a26f14e4-e63f-4cac-9214-fc3db53d1db1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-04-22

Reporting Person: Baker Hughes Holdings LLC (Director, 10% Owner)
Reporting Person: Baker Hughes Co (Director, 10% Owner)
Reporting Person: Simonelli Lorenzo (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-22 Class A Common Stock S 170000 $67.9873 Disposed 9580476 Direct

Footnotes

F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.00 to $70.30, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

F3: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.