C3.ai, Inc. — Director's Dealing 2021

Jun 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-06-04

Reporting Person: Rice Condoleezza (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-04	Class A Common Stock	J	470	$0.00	Acquired	587	Indirect
2021-06-08	Class A Common Stock	M	10221	$0.60	Acquired	84608	Direct
2021-06-08	Class A Common Stock	M	22449	$1.56	Acquired	107057	Direct
2021-06-08	Class A Common Stock	M	22449	$1.68	Acquired	129506	Direct
2021-06-08	Class A Common Stock	S	39560	$61.00	Disposed	89946	Direct
2021-06-08	Class A Common Stock	S	7400	$62.20	Disposed	82546	Direct
2021-06-08	Class A Common Stock	S	8159	$62.85	Disposed	74387	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-08	Stock Option (Right to Buy)	$0.60	M	10221	Disposed	2022-10-24	Class A Common Stock (10221)	Direct
2021-06-08	Stock Option (Right to Buy)	$1.56	M	22449	Disposed	2024-10-20	Class A Common Stock (22449)	Direct
2021-06-08	Stock Option (Right to Buy)	$1.68	M	22449	Disposed	2025-10-19	Class A Common Stock (22449)	Direct

Footnotes

F1: Pro rata distribution from Sutter Hill Ventures, a California limited partnership, of which the Reporting Person is a non-managing member.

F2: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $60.60 to $61.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $61.60 to $62.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $62.60 to $63.56. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Fully vested.

F7: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.