C3.ai, Inc. — Director's Dealing 2021

Jun 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-06-23

Reporting Person: CLEVELAND BRUCE A (Senior VP and CMO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-23	Class A Common Stock	A	500	$0.00	Acquired	21867	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-23	Stock Option (Right to Buy)	$61.65	A	60000	Acquired	2031-06-22	Class A Common Stock (60000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	241	Indirect

Footnotes

F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on June 23, 2022 so long as the Reporting Person continues to provide services through such vesting date.

F2: The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.

F3: Twenty percent (20%) of the shares subject to the option grant shall vest on June 23, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.