C3.ai, Inc. — Director's Dealing 2021

Jul 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-07-13

Reporting Person: Siebel Living Trust u/a/d 7/27/93, as amended (Former 10% holder)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-13	Class A Common Stock	S	132086	$55.35	Disposed	6426477	Direct
2021-07-13	Class A Common Stock	S	104017	$56.50	Disposed	6322460	Direct
2021-07-13	Class A Common Stock	S	3350	$57.00	Disposed	6319110	Direct
2021-07-14	Class A Common Stock	S	243626	$51.73	Disposed	6075484	Direct
2021-07-14	Class A Common Stock	S	101521	$52.70	Disposed	5973963	Direct
2021-07-14	Class A Common Stock	S	62176	$53.83	Disposed	5911787	Direct
2021-07-14	Class A Common Stock	S	16815	$54.65	Disposed	5894972	Direct
2021-07-14	Class A Common Stock	S	3700	$55.57	Disposed	5891272	Direct

Footnotes

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.