C3.ai, Inc. — Director's Dealing 2021

Sep 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-09-13

Reporting Person: SIEBEL THOMAS M (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-13	Class A Common Stock	S	98698	$48.71	Disposed	5138629	Indirect
2021-09-13	Class A Common Stock	S	197253	$49.52	Disposed	4941376	Indirect
2021-09-13	Class A Common Stock	S	41415	$50.30	Disposed	4899961	Indirect
2021-09-14	Class A Common Stock	S	205650	$48.62	Disposed	4694311	Indirect
2021-09-14	Class A Common Stock	S	22450	$49.42	Disposed	4671861	Indirect
2021-09-15	Class A Common Stock	S	29466	$48.57	Disposed	4642395	Indirect
2021-09-15	Class A Common Stock	S	23334	$49.19	Disposed	4619061	Indirect
2021-09-15	Class A Common Stock	S	17300	$50.27	Disposed	4061761	Indirect
2021-09-15	Class A Common Stock	S	5300	$50.95	Disposed	4596461	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1756390	Direct
Class A Common Stock	9216	Indirect
Class A Common Stock	170294	Indirect
Class A Common Stock	72695	Indirect
Class A Common Stock	1237115	Indirect

Footnotes

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $48.04 to $49.0375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $49.04 to $50.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $50.04 to $50.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents weighted average sales price. The shares were sold at prices ranging from $48.185 to $49.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Represents weighted average sales price. The shares were sold at prices ranging from $49.1875 to $49.805. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $47.85 to $48.835. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: Represents weighted average sales price. The shares were sold at prices ranging from $48.84 to $49.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: Represents weighted average sales price. The shares were sold at prices ranging from $49.84 to $50.8375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11: Represents weighted average sales price. The shares were sold at prices ranging from $50.84 to $51.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F12: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

F13: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

F14: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

F15: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.