C3.ai, Inc. — Director's Dealing 2021

Oct 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-10-21

Reporting Person: ABBO EDWARD Y (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-30	Common Stock	G	405000	$0.00	Disposed	95994	Direct
2021-09-30	Common Stock	G	405000	$0.00	Acquired	448733	Indirect
2021-10-21	Common Stock	S	33266	$47.63	Disposed	62728	Direct
2021-10-21	Common Stock	S	1441	$48.06	Disposed	61287	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	99137	Indirect

Footnotes

F1: Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings.

F2: The shares are held by the Children's Trust, of which the Reporting Person is trustee.

F3: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $47.02 to $48.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: The shares are held by the Family Trust, of which the Reporting Person is trustee.