C3.ai, Inc. — Director's Dealing 2021

Nov 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-11-12

Reporting Person: Barter David (Senior VP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-12	Class A Common Stock	M	19444	$17.10	Acquired	82443	Direct
2021-11-12	Class A Common Stock	S	12479	$46.10	Disposed	69964	Direct
2021-11-12	Class A Common Stock	S	2365	$47.27	Disposed	67599	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-12	Stock Option (Right to Buy)	$17.10	M	19444	Disposed	2030-10-20	Class A Common Stock (19444)	Direct

Footnotes

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.